Financial Dealers Licensing Act [CAP 70] and Amendments

IMPORTANT INFORMATION REGISTER SEARCH ACTS & REGULATIONS CTSP DIRECTORY FINANCIAL DEALERS LICENSE

The Supervision Department of the VFSC is responsible for Financial Dealers Licensing and supervision. For more information regarding financial dealers licensing please contact : Ms. Hanson Moli , Email: hmoli@vfsc.vu.

FDL Legislation’s

Copies of the original Financial Dealers Licensing Act can be found here, click English Version or French Version. Please note that it has been subsequently amended. Historical version of the Financial Dealers Licensing Act-previously known as “Prevention of Fraud (Investments) Acts” and the “Dealers in Securities (Licensing) Act”-can be found on PacLii Vanuatu legislation section http://www.paclii.org/countries/vu.html . Other amendments can be found in here:

Financial Dealers Licensing (Amendment) Act No.5 of 2024

Loi No.5 de 2024 sur la Lutte Contre la Fraude à l’investissement (Modification)

Loi Modificative N°10 de 2023 (Dispositions diverses)

Financial Dealers Licensing (Amendment) Act No.9 Of 2021

Loi N°9 de 2021 sur l’Octroi de Licence aux Négociants en Finance (Modification)

Financial Dealers Licensing (Amendment) Act No. 31 of 2018

Loi N°31 de 2018 sur l’octroi de licence aux Négociants de titres (Modification)

Statute Law Act No.35 of 2017

Loi modificative N°35 de 2017 (Dispositions diverses)

Dealers in Securities (Licensing) Amendment Act No 11 of 2017

Loi No 11 de 2017 sur Les Courtiers en Valeurs Mobiliers (Delivrance de Patente) (Modification)

Prevention of Fraud (Amendment) Act NO. 39 of 2005